Utilities & Energy Compliance & Ethics Conference

Agenda

Pre Conference	Sunday, February 28
1:30 – 4:30 pm	Concurrent Workshops P1: 7 Steps to Investigate Alleged Employee Misconduct handout, evaluation P2: Practical Aspects of Complying with the Foreign Corrupt Practices Act handout, evaluation
4:30 – 5:30 pm	Opening Reception
Conference	Monday, March 1
8:30 – 10:30 am	General Session: Part I: Connecting the Dots... Helping Employees and Leaders Understand How Their Activities Impact Compliance and Ethics Program Effectiveness handout, evaluation Part II: FERC Enforcement Update handout, evaluation
11:00 am – 12:00 pm	Concurrent Breakout Sessions 101: Vendor Due Diligence: Does Your Supply Chain Comply with the FCPA? handout 1, handout 2, handout 3, evaluation 102: Ten Things In-House Counsel Should Have Known About Electric Reliability Compliance handout 1, handout 2, evaluation
1:30 – 2:30 pm	Concurrent Breakout Sessions 201: Trust and Economic Prosperity: How Trust Helps Organizations Sustain Success handout 1, handout 2, evaluation 202: Risk-Based Approaches in Reliability Standards and Compliance handout, evaluation
3:00 – 4:00 pm	Concurrent Breakout Sessions 301: Ear to the Ground: A Process for Internal Disclosure handout 1, handout 2, handout 3, handout 4, handout 5, evaluation 302: Planning for an Independent Assessment of Your Compliance and Ethics Program handout, evaluation
4:15 – 5:15 pm	Concurrent Breakout Sessions 401: Staying Clear of the ICE Storm: Employment Verification Compliance Monitoring handout, evaluation 402: From NERC Compliance to NERC Compliance Management handout, handout 2, evaluation
Conference	Tuesday, March 2
8:30 – 10:30 am	General Sessions Part I: Third Parties Panel handout, evaluation Part II: Tone at the Top evaluation
11:00 am – 12:00 pm	Concurrent Breakout Sessions 501: Conducting Effective Workplace Interviews handout, evaluation 502: Make it Stick! Experiential Learning handout, evaluation
1:30 – 2:30 pm	Concurrent Breakout Sessions 601: Implementing a Proactive Approach to Comply with FCPA handout, evaluation 602: Labor and Employment handout, evaluation
3:00 – 4:00 pm	Concurrent Breakout Sessions 701: You’ve Deployed Your Hotline: Now What? handout, evaluation 702: FAR Compliance: Mitigating Risk by Balancing Best Practices and Practicalities handout, evaluation
4:15 – 5:15 pm	Concurrent Breakout Sessions 801: Compliance Assessments handout, evaluation 802: Self-Reporting handout, evaluation
Post Conference	Wednesday, March 3
8:30 – 10:00 am	Concurrent Sessions W1 From NERC Compliance to NERC Compliance Management handout, evaluation W2 FCPA Violations: When to Investigate, Self-Report and Mount a Defense handout, evaluation W3 Hot Ethics and Compliance Topics in Energy Marketing and Trading handout, evaluation